Ethnopharmacology:
An Interdisciplinary Science

copyright © 2000, Erin M. Kent, Gordon College


Abstract

The use of plants for medicinal purposes has occurred since the earliest times known to man. Today, many of our western medicines have come from knowledge passed to us by indigenous people who have been traditionally using plant compounds as medicines and poisons in their tribes. Ethnopharmacology is a relatively new interdisciplinary science that looks to these traditional uses of plants and aims to isolate the active compound(s) that give these plants their medicinal properties.

Once the plants of interest are collected, there is a general strategy of procedures followed by the chemists in the laboratory to determine the active compounds and whether or not they would be beneficial medicines. In this paper, special reference is made to the chemical aspects of screening for medicinal activity in plants, and the separation, isolation, purification, and identification of these compounds.


Outline

  1. Introduction

  2. A. History and facts
    B. Interdisciplinary science

  3. Screening

  4. A. Random screening versus ethnopharmacological screening
    B. Evaluation of biological activity

  5. Extraction

  6. A. Alkaloids

  7. Chromatography

  8. Structure identification

  9. A. Spectroscopy
    B. X-ray crystallography

  10. Conclusion

  11. References

  12. Annotated Bibliography


Ethnopharmacology: An Interdisciplinary Science

Since the earliest times known to man, naturally occurring substances found in plants, animals, and minerals have been utilized as a source of medicine, and of these three, it has been plants that have made the largest contribution. Natural plant molecules "account for the active ingredients of 25% of all prescriptions dispensed in pharmacies in the U.S.A., and this does not include those synthetic compounds which were derived via a knowledge of natural product molecules (Phillipson and Anderson, 1989)". Indigenous people have provided leads for the discovery of many of these naturally derived drugs because most of them were first used in a traditional context as medicines or poisons (Etkin, 1993).

Ethnopharmacology (also termed ethnobotany, ethnopharmocognosy, ethnopharmacokinetics) is a relatively new interdisciplinary science. It has really only been twenty-five to thirty years that western medicine has truly been interested in ethnopharmacology as a science. Its goal is to obtain a broad perspective on the traditional use of crude drugs and poisons by combining efforts from a variety of different disciplines such as cultural anthropology, pharmacology, toxicology, chemistry, botany, and medicine (de Smet and Rivier, 1989). It makes sense to look at plants that have already been used for many, sometimes hundreds or thousands of years, by an indigenous group of people for medicinal purposes. If field research can be done that shows us what a specific plant’s known effects are, we can more accurately test its potency and screen for chemical activity.

Screening of Materials

So, which plants are important to look at? The search for new active compounds can be done through random screening of plants, or by screening plants that have been traditionally used by indigenous people to treat illnesses and diseases (this is different from random selection because we choose to study plants already thought to be medicinally active). The first of these methods, random selection and screening, is not the method of ethnopharmacology. Even so, random screening of plants is being conducted by some major companies that have the resources to "blindly" look for active compounds in plants. This requires so much money that very few research teams can do this for a substantial amount of time. One group that has had some success in a form of specialized random plant screening is the National Cancer Institute. It is a specialized random screening because NCI’s researchers have been testing solely for antitumor compounds in their randomly chosen plants. By keeping the screening specific, they cut back on time and cost. This is how Taxol, an antitumor drug, was discovered. So it would not be fair to say that random plant screening amounts to insignificant discoveries. The argument to be made by several studies, though, is that the "hit rate" for medicinally active compounds in plants is higher when plants are selected according to traditional use, rather than random screening (Canigueral, 1999).

Once a plant has been selected, the first step is the evaluation of its biological activity (Verpoorte, 1989). Either a general screening or a specific screening is done to guide in the isolation of an active compound. A general screening (not having specific properties in mind when screening) used to be the most common method used, but this requires relatively large quantities of plant extracts, skilled and experienced technicians, and expensive facilities. Through this method, a single plant extract can be screened for many different biological activities. Presently, screening for specific activities is more common; such as, antiviral and antimicrobial activity. Only a small amount of plant extracts or fractions are needed to conduct these specific screenings because the chemists have in mind what they are looking for.

Extraction of Active Compounds

One of the first problems for all plant screening methods is the choice of the extraction process. For accurate spectroscopic identification and full characterization of a new compound, purified natural products are required. Purified materials are also needed for pharmaceutical standards, testing, and patents. Synthesis of a natural compound is later done through researching the purified plant compound. Not much has changed in the processes of extraction methods. Although, there has been greater efficiency during the last ten years in laboratories that have received enough funds to have costly high pressure extraction devices. Many ethnopharmacologists, though, are suggesting that there is still a need for chemists to perform systematic studies in the field of extraction of plant material and fractionation so that this step can become even more efficient.

The method of extraction chosen decides what types of compounds will be present in the final extract. It is mainly the choice of solvents (also termed eluents) which determines whether the sample will be prepared correctly. In other words, various extraction methods pull different compounds out of the complicated chemical matrix (in this case, a plant). "Initial extraction with low-polarity solvents yields the more lipophylic (hydrophobic) components, while alcoholic solvents give a larger spectrum of apolar and polar material. If a more polar solvent is used for the first extraction step, subsequent solvent partition allows for a finer division into different polarity fractions (Hostettmann and Martson, 1998)." Also, the actual extraction procedure can be performed in various ways. Stirring, percolation (for example, soxhlet extraction), and pressurized solid-liquid extraction are utilized by chemists in ethnopharmacology labs. In pressurized solid-liquid extraction, the eluent is pumped through a column filled with plant material. This last method is a very efficient method, but the instrument of choice, the ASE 200 (Accelerated Solvent Extraction), is very expensive.

Usually, chemists desire to extract alkaloids, a secondary metabolite, but there are many other compounds that are plant derived and of medicinal interest; mostly other secondary metabolites. Secondary metabolites play a major role in the protection of plants from their environment, predators, and competition directed from other plants for limited growing space and nutrients. They are highly reactive substances in low doses. Alkaloids include literally thousands of nitrogen containing bases found throughout the plant kingdom. Usually, they have one or more rings of carbon atoms with a nitrogen atom in the ring. The position of the nitrogen atom in the carbon ring varies with different alkaloids and with different plant families. Sometimes even, the nitrogen atom is not in a carbon ring. They are bitter tasting and usually in the form of white solids (nicotine is an exception; brown liquid). Alkaloids are usually insoluble in water and soluble in alcohols. They combine with acids without the loss of a water molecule to form water-soluble salts. In plants, they may exist in the free state, as salts, or as N-oxides. Alkaloids produce striking physiological effects in low doses. These effects vary greatly depending on the specific alkaloid. For instance, some cause stimulation of the nervous system or paralysis, elevation or lowering of blood pressure, or pain relief. Others are tranquilizers or antibiotics. Some specific examples of alkaloids are morphine, strychnine, nicotine, quinine, ephedrine, and caffeine (these all end in —ine to indicate that they are amines). Please refer to Figure I for two examples of alkaloid structures.

Nicotine
Morphine
Figure I. Two examples of alkaloids and their structures (Solomons, 1997).
The difficulty of isolating an unknown compound and identifying it decreases when all of the molecules in the extraction are separated and looked at individually. Therefore, after biologically active compounds are extracted from a plant, the next step is to separate all of the molecules so that an analysis may be done to determine which is the compound (or, which are the compounds) of medical interest. Different compounds are usually separated by various forms of chromatography, and then their structure is verified through spectroscopy or X-ray crystallography (Hostettmann and Martson, 1998).

Chromatographic Techniques

In phytochemistry, chromatography is used extensively as a means of separating compounds for qualitative and quantitative analysis (Szepesi and Nyiredy, 1996). The specific approach that is taken depends on the expertise of the chemists and the availability of equipment. There are many different types of chromatography. Some separate compounds by their differences in polarity (Scott, 1995). For a list of some of the various types of chromatography used in ethnopharmacology, please refer to Table I. (Also, please refer to Zubric, pp251-254 or one of the chromatography books in the bibliography if the student forgets the basic concepts of chromatography.)

Structural Identification

Once an interesting compound has been separated through chromatography and is isolated, its structure needs to be identified. In the past 40 years, natural product research has become more efficient in determining structures of unknown compounds.
Figure II. Structure of strychnine, an alkaloid respiratory stimulant (Bisset, 1996).
For example, strychnine (see Figure II), which is found in some arrow and dart poisons and has been used medicinally as a respiratory stimulant, was first isolated in 1819. Although, its correct structure was not known and documented until 1948 (129 years later!). Now there are numerous non-degradative spectral methods to help determine relatively quickly a compound’s structure (Bisset, 1996). Some of these methods are UV-, IR-, CD-, ORD-, 1H-NMR-, and 13C-NMR-spectroscopy. Again, unlike the past, only 1-10mg of purified compound is sufficient for determining the structure of active compounds (Verpoorte, 1989). Mass-spectroscopy is the only degradative method, but like the others, a very small amount of the compound in question is sufficient for structure determination. These techniques not only help to determine the atoms and functional groups found in an unknown compound, they also unveil the absolute stereochemistry of the molecule. This is important in medicine because different enantiomers and isomers can create various reactions in the body. The wrong enantiomer could have adverse effects in humans. For example, (S)-penicillamine "is a highly potent therapeutic agent for primary chronic arthritis," but (R)-penicillamine has no therapeutic action, and it is highly toxic (Solomons, 1997).

In ethnopharmacology, 13C-NMR is the most popular of all the forms of spectroscopy mentioned above because it gives direct information about the carbon skeleton very efficiently. But there is still one method that is considered superior to all others for determining and confirming the structure of an isolated compound; X-ray crystallography (Verpoorte, 1989). The one problem with this method, is that the compound of interest must be able to crystallize, and not all compounds can in a suitable form. Even though X-ray crystallography is accurate, it usually is not the first method applied when determining a compound’s structure because of the cost, expertise needed, and time investment involved.

X-ray crystallography is able to give a very detailed picture of the arrangement of atoms and ions because the X-rays produced when high-speed electrons hit atoms, are approximately the same length as the distance between atoms. It is possible "to study the diffraction effects produced when X-rays pass through a crystal, and build up an image of the structure by calculation (Bunn, 1986)." Electron density maps are created because it is the electrons in atoms which are responsible for the diffraction of X-rays. Different types of atoms can be identified because they have different electron densities. A couple of these "contour maps" taken at different angles allow the creation of an accurate model of the compound’s structure through various mathematical calculations (Bunn, 1986).

Once a biologically active compound that is derived from a plant is isolated and purified, more specific laboratory tests can be done to understand its stability and help standardize the amounts needed to produce a desired medical effect. Most pharmaceutical companies will want to know how to alter the structures of these active compounds in order to increase their activity or decrease their toxicity. "Such molecules will then be candidates for strong patent positions that are necessary to recoup the costs of development (Farnsworth, 1994)." Also, companies do not intend to rely on the plants as their source for the medicines; complete synthesis is the ultimate goal.

Conclusions

It can be admitted that the number of useful new medicines that are discovered through ethnopharmacology is small when compared to the amount of new drugs that are created synthetically. Pharmaceutical companies seem to be more interested in synthetic compounds than natural ones because they are easily patented in comparison. If more finances were directed to ethnopharmacological research, and patents were more readily attainable on natural compounds, then perhaps we would see a rise in the amount of plant derived medicines (de Smet, 1989). Scientists need to be reminded that the search for new compounds is only a small part of ethnopharmacology. Chemists are needed and are becoming more involved in isolating, purifying, and synthesizing medicinally active compounds so that these plant derived drugs may be patentable and marketable (Prance, 1984).

An exciting part about ethnopharmacology is the multidisciplinary collaboration of scientists from around the globe to promote this relatively new science. This vast and ever growing network is designed to coordinate and pull together ethnopharmological research efforts. There have been several journals dedicated solely to ethnopharmacology and ethnobotany now for almost two decades. These began as small efforts to educate people, but now have grown large and are helping to connect interested scientists from all fields. In the early 1990’s, the formation of the International Society for Ethnopharmacology reflected a growing interest in the area of natural product medicine (Houghton, Soejarto, Verpoorte, Watanabe, 1986), (de Smet and Rivier, 1989). If ethnopharmacology continues to grow and gain the respect of scientists from all fields, we could witness large medical breakthroughs in the next few decades that could change people’s lives forever.



Table I

Abbreviations of some of the variations of chromatography used to separate compounds found in plants for qualitative and quantitative analysis (Hostettmann and Marston, 1998).

CCCcountercurrent chromatography
CCCCcentrifugal countercurrent chromatography
CPCcentrifugal partition chromatography
CTLCcentrifugal thin-layer chromatography
DCCCdroplet countercurrent chromatography
GCgas chromatography
HIChydrophobic interaction chromatography
HPLChigh-pressure liquid chromatography
HSCCC high-speed countercurrent chromatography
LPLClow-pressure liquid chromatography
MPLCmedium-pressure liquid chromatography
PTLCpreparative thin-layer chromatography
RLCCrotation locular countercurrent chromatography
RPCreversed-phase chromatography
SECsize exclusion chromatography
SFCsupercritical fluid chromatography
TLCthin-layer chromatography
VLCvacuum liquid chromatography



References

  1. Bisset, Norman G. "Arrow Poisons and Their Role in the Development of Medicinal Agents" found in Ethnobotany; Evolution of a Discipline. editors are Schultes and von Reis. 1996, pp 289-302.

  2. Bunn, C.W. Chemical Crystallography: An Introduction to Optical and X-ray Methods. Oxford University Press. London; 1986, pp 6-9.

  3. Canigueral, Azdet T. "Value of Ethnopharmacology" Pharmaceutical Journal. Vol. 263(7066), 1999; p613.

  4. Etkin, N. L. "Anthropological Methods in Ethnopharmacology" Journal of Ethnopharmacology. Vol. 38 (2-3), March 1993; pp93-104.

  5. Farnsworth, N. R. "Ethnopharmacology and Drug Development" Ciba Foundation Symposium. Vol.185, 1994; pp42-51; discussion 51-59

  6. Hostettmann, K., Martson, A., and Hostettmann, A. Preparative Chromatography Techniques: Applications in Natural Product Isolation (2nd edition). Springer. Berlin; 1998, pp v.-19.

  7. Houghton, P.J., Soejarto, D.D., Verpoorte, R., and Wantanabe, H: editors. "Creation of the International Society for Ethnopharmacology (IESP)" Journal of Ethnopharmacology. Vol. 18, 1986; p1.

  8. Prance, Ghillean T. "Conclusions" Ciba Foundation Symposium. Vol. 185, 1994; pp 266-268.

  9. Scott, Raymond P. W. Techniques and Practices of Chromatography. Marcel Dekker, Inc. New York, 1995; pp iii-13.

  10. de Smet, P. A. G. M., and River, L. "A General Outlook on Ethnopharmacology" Journal of Ethnopharmacology. Vol. 25, 1989; pp128-138.

  11. Solomons, T. W. Graham. Fundamentals of Organic Chemistry (5th edition). John Wiley & Sons, Inc. New York; 1997, pp 204, 854, 855.

  12. Szepesi, Gábor and Nyiredy, Szabolcs. "Pharmaceuticals and Drugs" Handbook of Thin-Layer Chromatography (2nd edition). Marcel Dekker, Inc. New York; 1996, pp 819-824.

  13. Verpoorte, R. "Some Phytochemical Aspects of Medicinal Plant Research" Journal of Ethnopharmacology. Vol. 25, 1989; pp43-59.

  14. Zubric, James W. The Organic Chem Lab Survival Manual (4th edition). John Wiley & Sons, Inc. New York; 1997, pp 251-253.



    Annotated Bibliography
    • Bisset, Norman G. "Arrow Poisons and Their Role in the Development of Medicinal Agents" found in Ethnobotany; Evolution of a Discipline. editors are Schultes and von Reis. 1996, pp 289-302.

      An illustration of Strychnine is found in this article. Bisset wrote of different types of alkaloids that have been found in arrow poisons which are currently being used in medicine.

    • Bunn, C.W. Chemical Crystallography: An Introduction to Optical and X-ray Methods. Oxford University Press. London; 1986, pp 6-9.

      The importance of X-ray crystallography in structure identification is discussed in this book. Also, it contains a good and brief explanation of the technique of x-ray crystallography.

    • Canigueral, Azdet T. "Value of Ethnopharmacology" Pharmaceutical Journal. Vol. 263(7066), 1999; p613.

      This is a very brief article emphasizing the amount of originally plant derived drugs are used in medicine today. He mentioned that the hit rate for selected screening of plants for medicinal compounds is higher than that of random screenings.

    • Etkin, N. L. "Anthropological Methods in Ethnopharmacology" Journal of Ethnopharmacology. Vol. 38 (2-3), March 1993; pp93-104.

      This has been helpful in understanding how people go about field research. Specifically, how scientists are allowed in a native society and given information on medicinal plants that has been passed down for many generations within a tribe.

    • Farnsworth, N. R. "Ethnopharmacology and Drug Development" Ciba Foundation Symposium. Vol.185, 1994; pp42-51; discussion 51-59.

      This article tells about more recent chemical technology involved in the processes of creating useful medicines from crude sources in plants. It mentions some steps that are being taken to cause identification of active components to be more efficient.

    • Hostettmann, K., Martson, A., and Hostettmann, A. Preparative Chromatography Techniques: Applications in Natural Product Isolation (2nd edition). Springer. Berlin; 1998, pp v.-19.

      This is great source for relating chromatography to ethnopharmacology. It gives many examples of compounds used today that were isolated through various chromatography methods. It lists most of the different types of chromatography used in natural product isolation, and then it goes into detail about the background and procedures for each one.

    • Houghton, P.J., Soejarto, D.D., Verpoorte, R., and Wantanabe, H: editors. "Creation of the International Society for Ethnopharmacology (IESP)" Journal of Ethnopharmacology. Vol. 18, 1986; p1.

      This is only a one page article but it expresses the excitement of the promised collaboration between scientists from various fields to promote ethnopharmacology as a science that deserves attention.

    • Johnson, Jay. "Ethnopharmacology" Journal of Contemporary Ethnography. Vol. 19 (3), Oct. 1990; pp349-370.

      This article has been helpful in my search for other references. It focuses mainly on AIDs research in the ethnopharmacology field. Methods of the research and testing are given.

    • Lipp, F. J. "Methods for Ethnopharmacological Fieldwork" Journal of Ethnopharmacology. Vol. 25, 1989; pp139-150.

      This article tells about methods of field research, and an understanding of how this relates to the location of the active chemicals and synthesizing of the desired compounds.

    • Prance, Ghillean T. "Conclusions" Ciba Foundation Symposium. Vol. 185, 1994; pp 266-268.

      This conclusion to the Ciba Symposium on ethnopharmacology and drug development also mentions the interdisciplinary nature of ethnopharmacology. It tells of the growing involvement of chemists as essential collaborators because the search for new products in only a small part of ethnopharmacology. Chemists need to be isolating biologically active molecules and figuring ways to synthesize them so that they are marketable. This conclusion also mentions the responsibility that ethnopharmacology has to the indigenous people groups that aid in the discovery of plant-derived drugs.

    • Scott, Raymond P. W. Techniques and Practices of Chromatography. Marcel Dekker, Inc. New York, 1995; pp iii-13.

      This book was helpful in that it explains the basic concepts of chromatography and separation of compounds in these first few pages. It emphasizes the importance of the ability to separate molecules. This ties in well with ethnopharmacology, because chromatography is one of the major laboratory processes.

    • de Smet, P. A. G. M., and River, L. "A General Outlook on Ethnopharmacology" Journal of Ethnopharmacology. Vol. 25, 1989; pp128-138.

      This article relates the interdisciplinary aspects of ethnopharmacology. It emphasizes how scientists from many different fields need to collaborate to pull together research and laboratory work in an efficient way. de Smet also writes about the history, cultural significance, relevancy to western and non-western medicine, and various methods of field research and laboratory work of ethnopharmacology. This article helps to convey the interdisciplinary and general aspects of what ethnopharmacology entails.

    • Solomons, T. W. Graham. Fundamentals of Organic Chemistry (5th edition). John Wiley & Sons, Inc. New York; 1997, pp 204, 854.

      This is our text book for class. Here, I found the molecular structures for the alkaloids, nicotine and morphine. Also, the book mentioned the importance of identifying the correct enantiomers of drugs in pharmaceuticals so that adverse effects do not occur.

    • Szepesi, Gábor and Nyiredy, Szabolcs. "Pharmaceuticals and Drugs" Handbook of Thin-Layer Chromatography (2nd edition). Marcel Dekker, Inc. New York; 1996, pp 819-824.

      This chapter tells how chromatography is used extensively in the pharmaceutical industry. It focuses on thin-layer chromatography and how simple it is to perform. It does say that it is not the most desirable form to use, though, because it is not as efficient as some of the other methods of chromatography.

    • Verpoorte, R. "Some Phytochemical Aspects of Medicinal Plant Research" Journal of Ethnopharmacology. Vol. 25, 1989; pp43-59.

      This is a great source for the explanation of the methods of ethnopharmalogical research, both in the field and in the laboratory. It is a general account of these two things, but seems to encompass a lot. This is a very good article for the organic chemist to read because it emphasizes the importance of chemistry in ethnopharmacology.

    • Zubric, James W. The Organic Chem Lab Survival Manual (4th edition). John Wiley & Sons, Inc. New York; 1997, pp 251-253.

      These few pages of our lab book are a good reminder of the generalities of chromatography; telling the purpose of chromatography and the basic steps involved.